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Last updated at November 10th, 2020Welcome to the IARD TM website. This site provides investment adviser firms and representatives with a variety of information about the Investment Adviser Registration Depository (IARD) system. IARD is an electronic filing system that facilitates investment adviser registration, exempt reporting adviser filing, regulatory review, and the public ...
Status : OnlineThe IARD system is designed to make electronic filing easy and most investment advisers submit their electronic filings through the IARD system without outside help. However, if you prefer, you can hire a service bureau to assist in the preparation and electronic submission of filings on the IARD system.
Status : OnlineContact the IARD Call Center: (240) 386-4848. What Follows Once You Have an IARD Account Covers the remaining steps your firm needs to take once its IARD User Account has been established. What Filing Type Do You Choose Guidance is provided for determining your firm's first filing through the IARD system. Looking for Your Firm’s SAA?
Status : Online© 2019 International Alliance for Responsible Drinking . Privacy Policy ; IARD Principles
Status : OnlineTo login to Web CRD, IARD or PFRD using Single Sign On, click the "Continue" button. Continue Multi-Factor Authentication (MFA) for FINRA SAA and AA Accounts Learn More. FINRA Entitlement Program Learn More . To ensure security, you will be automatically logged out after 30 minutes of inactivity. Make sure to save your work frequently. ...
Status : OnlineThis page includes links to information that will provide users of IARD with guidance regarding the IARD system and making electronic filings. See the COVID-19 page for investment adviser-related information and guidance. Form Instructions: Important Information Regarding a Firm's First IARD Filing;
Status : OnlineIARD TM facilitates the collection and disbursement of fees associated with filings processed on the system. Once an Investment Adviser (IA) firm establishes a user account to obtain access to and file in IARD, a Flex-Funding Account is also set up for that firm.
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